broker-advisor-check-mcp
Look up and vet US financial advisors, brokers and firms from live FINRA BrokerCheck records: registration status, disclosures, employment history and plain-English red flags, plus questions to ask before you hand over money.
How to pay
Subscribe
$9/month
Predictable monthly cost with included usage. Best for steady, high-volume traffic.
- Unlimited tools within plan limits
- One API key, billed once a month
- Cancel any time
Check an advisor before you trust them with money
Pulls FINRA BrokerCheck public records live on every call, so the answer is today's record, not a stale copy. Search by name, then vet by CRD number.
What you get
- Registration status for broker and investment-adviser roles.
- Disclosures with type, date, resolution, allegations and sanctions (regulatory, customer dispute, criminal, financial, termination).
- Employment history: current and previous firms, years in the industry, how often they move.
- Ranked red flags in plain English, plus questions to ask them directly.
Tools
- search_advisor: find an advisor by name, optionally by state.
- get_advisor_profile: the full public record for a CRD number.
- vet_advisor: red flags ranked high/medium/low and questions to ask.
- search_firm and get_firm_profile: the same for firms.
Good for
Individuals checking an advisor, family members protecting older relatives from investment fraud, compliance teams, journalists, and agents that need verified registration data instead of guessing.
A disclosure is a reportable event, not proof of wrongdoing, and many are dismissed or settled without a finding. Always confirm on brokercheck.finra.org. Not investment or legal advice.
Pricing
Free: 10 lookups a day. Pro: unlimited.